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4 Feb 2014 - AIMA Hedge Fund Regulatory Update

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AIMA Australia Hedge Fund Regulatory Update

Presented by: AIMA Australia

Friday, 21 February 2014 from 12:30 PM to 2:00 PM, Sydney, NSW


Speaker and Topic

Nikki Bentley, Partner, Henry Davis York, will be providing a free hedge fund regulatory update, including updates on the following items, with additional topics as requested if time allows:

  • Update on the Investment Manager Regime and what it will mean for Australian managers wanting to raise offshore capital
  • Overview of the new financial requirements in ASIC Regulatory Guide 166 including what it means for managers and custodians including incidental custody providers and responsible entities holding assets of the fund
  • Overview of the new compliance requirements in ASIC Regulatory Guide RG133 when engaging custodians (including prime brokers) and associated changes to custody agreements and manager monitoring
  • ASIC's current focus including a RG240 surveillance

RSVP

If you would like to attend this education event, please click here to register. If you have any specific regulatory issues you would like Nikki to cover if time allows, please include them in the box provided on the registration form.

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